The Guide to Direct Authorisation
For a number of years, running a Directly Authorised firm has been seen as the most flexible and powerful way of giving financial advice to the UK consumer.
true potentialFor a number of years, running a Directly Authorised firm has been seen as the most flexible and powerful way of giving financial advice to the UK consumer.
I’m pleased to be able to attach our second “Guide to” publication; “The Guide to Treating Customers Fairly”.
This independent report has been developed to provide those of you involved in distribution with a clear and concise guide to this current regulatory issue.
It gives us great pleasure to publish our first “Guide to Distribution”. Having spent much of 2007 visiting the market and meeting with almost 1,400 separate advisory firms we feel that this guide is the most ambitious and extensive study of distribution in the UK.